Post by cxgllc on Jan 29, 2019 6:39:14 GMT -5
Firms must register any person engaged in the securities business of the firm by filing the appropriate registration application online through the Central Registration Depository (Web CRD) to become registered with FINRA, the appropriate jurisdictions and/or self-regulatory organizations.
Investment Banking Regulatory Compliance | BD Compliance Services
Investment Banking Regulatory Compliance | BD Compliance Services